Trading halt - PDFSEARCH.IO - Document Search Engine

Trading halt
Results: 193

#	Item
111	State Securities Commissioner Orders Halt of $2.2 Million Foreign Currency Ponzi Scheme Add to Reading List Source URL: files.hawaii.gov Language: English - Date: 2013-06-06 22:03:59 Financial regulation Securities regulation in the United States Commodity Futures Trading Commission United States securities law
112	Summary of Comments Received on Proposed Guidance Respecting the Expansion of Single-Stock Circuit Breakers Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-07-10 10:56:04 Investment Mathematical finance Financial regulation Stock market Universal Market Integrity Rules Trading halt Investment Industry Regulatory Organization of Canada Exchange-traded fund Short Financial economics Financial markets Finance
113	Bloomberg Files Lawsuit Against CFTC to Halt Implementation of Flawed Swaps Regulation Attorney Statements Washington, DC/New York – Bloomberg L.P. announced today it has filed a lawsuit in the U.S. District court for Add to Reading List Source URL: www.bloomberg.com Language: English - Date: 2014-05-16 16:22:21 Willkie Farr & Gallagher Conservatism in the United States Dodd–Frank Wall Street Reform and Consumer Protection Act Mario Cuomo Wendell Willkie Gibson Dunn & Crutcher New York Financial economics Eugene Scalia Commodity Futures Trading Commission Late-2000s financial crisis Systemic risk
114	TSX Venture Exchange - Corporate Finance Manual - Policy 2.9 Add to Reading List Source URL: www.tmx.com Language: English - Date: 2010-06-14 00:00:00 Finance Securities Act Security Listing Trading halt Stock exchange Stock Prospectus American depositary receipt Stock market Financial economics Investment
115	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]February 21, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1, and Order Granting Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-24 08:17:26 Finance United States Securities and Exchange Commission Financial markets Funds NASDAQ Securities Exchange Act Trading halt Order Regulation NMS Financial economics Investment Stock market
116	October 12, 2010 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-14 13:03:07 Financial markets Finance Order Day trading Volume-weighted average price Trading halt Exchange-traded fund Price limit Futures contract Financial economics Stock market Investment
117	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]July 1, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-01 19:26:02 United States Securities and Exchange Commission United States securities law Corporate finance Business 73rd United States Congress Initial public offering NASDAQ Securities Exchange Act Trading halt Stock market Financial economics Investment
118	Dave Cummings Summary of Views Forty-seven days after the flash crash, the market is still broken. Dave Cummings summarizes his views as follows: 1. Public confidence is destroyed by broken trades and trades at unreasona Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-22 10:46:15 Investment Finance Flash Crash Futures exchange Trading halt Price limit Financial markets Financial economics Stock market
119	4000 Series MARKETPLACE RULES TABLE OF CONTENTS 4000. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2000-11-30 16:09:56 Business United States Securities and Exchange Commission United States securities law 73rd United States Congress Finance Securities Exchange Act NASDAQ Securities market Trading halt Stock market Financial economics Investment
120	MARKETPLACE RULES TABLE OF CONTENTS[removed]NASDAQ[removed]GENERAL[removed]Use of Nasdaq on a Test Basis Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-14 13:29:33 Business NASDAQ Trading halt Initial public offering American depositary receipt Security Securities Exchange Act Securities Act Stock market Financial economics Investment

UPDATE